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Ontario Securities Commission Publishes Guidelines For Disclosure Of Investigations

November-1-2004

Area Corporate and Commercial, Corporate Finance and Securities

Summary


For the first time, the Ontario Securities Commission has made public the guidelines that its Staff use when deciding if it is appropriate to disclose an ongoing investigation by the Enforcement Branch.  Publication of the guidelines is intended to enhance the transparency of OSC processes and may reduce the apparent market confusion as to when disclosure of an investigation is likely to be made by the OSC.

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