"34 Goodmans lawyers across 13 practice areas ranked as among the best lawyers in Canada." - Chambers Global
Goodmans News & Events

Neil May to present at Securities Superconference

February-23-2006

Lawyer Neill May
Area Corporate Finance and Securities

Details


February 22, 2006
9:00am   Fundamentals of Securities Law in Canada

Speaker: Neill I. May, Goodmans LLP

Neil's presentation will cover:

  • The legal and regulatory framework
    • Security Acts and regulations
  • The regulators: their roles and mandates: Securities Commissions, Stock Exchanges, SRO’s, Investment Dealers Association of Canada, Mutual Fund Dealers Association of Canada, and others
  • The critical roles of key market participants: Institutional
    investors, Self-regulatory organizations, others
  • Securities Enforcement: how it works
  • Private placements: rules, exemptions, subscription agreements
  • Registration of dealers, portfolio managers, and other market players

16th Annual Securities Superconference
Successfully Managing Risks In A Volatile Market
February 23 & 24, 2006 • Four Seasons Hotel, Toronto

Download PDF