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Michelle Vigod at Osgoode's 2019 Fundamental of U.S. Securities Law: Listing and Continuous Reporting

November-14-2019

Lawyer Michelle Vigod
Area Corporate Finance and Securities

Details

November 14, 2019
Fundamental of U.S. Securities Law: Listing and Continuous Reporting (11:40 am)

Speakers:

This session will include:

  • The Securities Exchange Act: registration by Canadian issuers
    • Triggers for the U.S. registration obligation
    • The Foreign Private Issuer Concept, and differences in application of US securities laws to these categories
    • Reporting on Form 20-F and Form 40-F
    • Beneficial owner reporting requirements
    • Consequences of losing foreign private issuer status
    • Listing on the NYSE, NASDAQ and inclusion on the OTCQX
    • Deregistration
  • SEC review of Securities Exchange Act filing by Canadian issuers

For more information, please click here.