 | Michelle Vigod at Osgoode's 2019 Fundamental of U.S. Securities Law: Listing and Continuous Reporting |
November-14-2019
| Lawyer | Michelle Vigod |
| Area | Corporate Finance and Securities |
Details
November 14, 2019
Fundamental of U.S. Securities Law: Listing and Continuous Reporting (11:40 am)
Speakers:
- Michelle Vigod, Partner, Goodmans LLP
- James Guttman, Dorsey & Whitney LLP
This session will include:
- The Securities Exchange Act: registration by Canadian issuers
- Triggers for the U.S. registration obligation
- The Foreign Private Issuer Concept, and differences in application of US securities laws to these categories
- Reporting on Form 20-F and Form 40-F
- Beneficial owner reporting requirements
- Consequences of losing foreign private issuer status
- Listing on the NYSE, NASDAQ and inclusion on the OTCQX
- Deregistration
- SEC review of Securities Exchange Act filing by Canadian issuers
For more information, please click here.
