Michelle Vigod at OsgoodePD's 2019 Fundamental of U.S. Securities Law: Listing and Continuous Reporting

Details

Join Michelle Vigod at OsgoodePD's 2019 Fundamental of U.S. Securities Law: What Canadian Legal Professionals Need to Know for the session:  Listing and Continuous Reporting.

This session will include:

• The Securities Exchange Act: registration by Canadian issuers
  • Triggers for the U.S. registration obligation
  • The Foreign Private Issuer Concept, and differences in application of US securities laws to these categories
  • Reporting on Form 20-F and Form 40-F
  • Beneficial owner reporting requirements
  • Consequences of losing foreign private issuer status
  • Listing on the NYSE, NASDAQ and inclusion on the OTCQX
  • Deregistration
• SEC review of Securities Exchange Act filing by Canadian issuers

For more information, please click here.