 | Neill May at the 17th Annual Securities Superconference |
February-21-2007
| Lawyer | Neill May |
| Area | Corporate Finance and Securities |
Details
February 21, 2007
9:00am Fundamentals of Securities Law in Canada
Speaker: Neill May, Goodmans LLP
This session will cover:
- The legal and regulatory framework
- Security Acts and regulations
- The regulators: their roles and mandates
- Securities Commissions
- Stock Exchanges
- SRO’s
- Investment Dealers Association of Canada
- Mutual Fund Dealers Association of Canada
- Others
- The critical roles of key market participants
- Institutional investors
- Self-regulatory organizations
- Others
- Securities Enforcement: how it works
- Private placements: rules, exemptions, subscription agreements
- Registration of dealers, portfolio managers, and other market players
Canadian Institute's 17th Annual Securities Superconference
February 21-23, 2007
The Sutton Place Hotel, Toronto
Complete conference details can be found on the event website
