- 06:30 PM
Francesca Guolo at Joint Staff Notice 23-329 on Short Selling in Canada
Details
On the 8th of December 2022, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Joint Staff Notice 23-329 on Short Selling in Canada to provide an overview of the existing regulatory landscape surrounding short selling, give an update on current related initiatives and a request for public feedback on areas for regulatory consideration.
This seminar from the CCLS Education Sub-Committee will bring the below panel together to discuss the notice.
Speakers:
- Francesca Guolo – Partner, Goodmans LLP
- Kevin McCoy - Acting Senior Vice-President, Market Regulation Operations, New SRO
- Alex Perel - CFA, Managing Director, Head of ETF Services, Scotiabank Global Banking and Markets
- Tracey Stern - Chief Legal Officer, General Counsel and Corporate Secretary, CSE
Moderator:
- Shailesh Ambike – Director, Advisory, Global Capital Markets, Scotiabank Global Banking and Markets
To learn more about this event, click here.
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- 06:30 PM Financial Services Regulatory
Francesca Guolo at Joint Staff Notice 23-329 on Short Selling in Canada
On the 8th of December 2022, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Joint Staff Notice 23-329 on Short Selling…