- 06:30 PM

Francesca Guolo at Joint Staff Notice 23-329 on Short Selling in Canada

Details

On the 8th of December 2022, The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) published a Joint Staff Notice 23-329 on Short Selling in Canada to provide an overview of the existing regulatory landscape surrounding short selling, give an update on current related initiatives and a request for public feedback on areas for regulatory consideration.
 

This seminar from the CCLS Education Sub-Committee will bring the below panel together to discuss the notice.

Speakers:

  • Francesca Guolo – Partner, Goodmans LLP
  • Kevin McCoy - Acting Senior Vice-President, Market Regulation Operations, New SRO 
  • Alex Perel - CFA, Managing Director, Head of ETF Services, Scotiabank Global Banking and Markets
  • Tracey Stern - Chief Legal Officer, General Counsel and Corporate Secretary, CSE

Moderator:

  • Shailesh Ambike – Director, Advisory, Global Capital Markets, Scotiabank Global Banking and Markets

To learn more about this event, click here